Association of Dental Care with Adherence to HEDIS Measures
Perm J 2016 Winter;20(1):33-40
Context: The dental setting represents an unrealized opportunity to increase adherence to preventive services and improve health outcomes.
An extensive body of research has shown correlations between oral health and systemic disease such as diabetes mellitis (DM), obesity, and heart disease.1-9 Expert panels have issued consensus statements outlining the biologic plausibility that periodontal disease may have an impact on systemic health via dissemination of bacterial species and their virulence factors from the mouth into circulation.10
Evidence that the receipt of dental care can improve health outcomes for systemic conditions is mixed, with some studies showing improvements and others showing no difference. For example, previous research has found that regular receipt of dental care among patients with DM can reduce the effects of periodontal inflammation,11-17 thereby improving glycemic control. Furthermore, a study by Mosen and colleagues18 found DM-specific hospital admissions and Emergency Department (ED) visits were lower in a population with DM that received ongoing dental care compared with a population that did not receive dental care. However, a recent randomized control trial on the effect of nonsurgical treatment of periodontal disease in Type 2 diabetic patients did not demonstrate improved hemoglobin A1c (HbA1c) values in patients with chronic periodontitis.19
Dental care can facilitate linkage to preventive and chronic disease care-management services among populations in need of those services. A study by Greenberg and colleagues20 found that nearly 20% of patients receiving care in the University of Medicine and Dentistry of New Jersey Dental School were identified as having previously unidentified cardiovascular disease risk factors after testing blood pressure and cholesterol, and administering a screening questionnaire in the dental setting. Moreover, previous research has found that both patients and dentists view dental providers as an entry to the larger medical system—and as important members of a larger health care team.21,22
Despite the potential benefits of providing linkage to needed preventive medical services in dental settings, the topic has largely been understudied, possibly because few health systems share a common delivery system to facilitate such a study. The objectives of this study were to study the association of receipt of dental care with adherence to a subset of Healthcare Effectiveness Data and Information Set (HEDIS) metrics,23 as mandated by the National Committee on Quality Assurance for Health Plan accreditation. Our hypothesis was that adherence to HEDIS metrics would be higher among a population that received ongoing dental care compared with a similar population that did not receive dental care.
The institutional review board of Kaiser Permanente Northwest (KPNW) in Portland, OR, approved the study protocol and waived the need for patient consent for data use.
Study Setting and Data Sources
The study was conducted in collaboration with Permanente Dental Associates and KPNW, a nonprofit group-model health care system in southern Washington and northern Oregon, consisting of both a dental and medical health system. The medical system comprises 15 medical clinics and more than 500,000 members, whereas the dental program has 17 offices and serves approximately 229,000 dental members, with many of the dental clinics located on a medical campus. Demographics of KPNW members (age, sex, and race/ethnicity) are similar to those of the area population. The KPNW regional electronic databases provided data on patient membership, demographics, clinical data including weight and height, laboratory results, medical health care utilization, dental utilization, and dental periodontal risk status. A common health record number links medical and dental utilization files.
Patient Support Tool Used in Dental Clinics
KPNW is the only Region in the larger Kaiser Permanente delivery system to have an integrated dental program. In the Dental Program, the KPNW Patient Support Tool (PST) is used by nearly 100% of dentists and hygienists to inform members of existing medical care gaps during their dental visits. The PST has been described previously24 and is supported by an informatics system that enables tracking of patient appointments, clinicians, care gaps, reminders given, and follow-up care. The PST is Internet-based and graphically displays care gaps for each patient in a primary care physician's panel, on the basis of current clinical guidelines and evidence.25-27
Care gaps included in the PST align closely with HEDIS metrics and include overdue status for preventive screening measures, for example, breast cancer or colorectal cancer (CRC) screening. The gaps also include care management metrics for populations with chronic disease, such as being overdue for an HbA1c test or, for those with DM, not having good glycemic control. Last, care gaps include health outcome measures such as populations with hypertension (HTN) and poor blood pressure control.
Specific to the Dental Program, dentists or hygienists print and review a tailored report on existing care caps for the individual member. Included in the report is a list of recommended departments and/or phone numbers to schedule appointments to close existing care gaps.
This was a retrospective cohort study of KPNW members who met 3 inclusion criteria over a 36-month observation between September 1, 2011, and August 31, 2014:
1. Age 18 to 80 years as of September 1, 2011
2. Three years of continuous medical and dental health coverage between September 1, 2011, and August 31, 2014
3. One or more primary care medical visits in each 12-month period between September 1, 2011, and August 31, 2014.
We further identified patients who received regular dental care over the 36-month observation period. The dental population received 1 or more hygiene prophylactic treatments and/or periodontal care visits in each of the same three 12-month periods: September 1, 2011, to August 31, 2012; September 1, 2012, to August 31, 2013; and September 1, 2013, to August 31, 2014. We chose the frequency of this care algorithm primarily to ensure that patients had at least yearly contact with the KPNW dental care delivery system, consistent with practice guidelines used by Permanente Dental Associates dentists.
The nondental population met the initial population inclusion criteria but had no dental utilization visits during the 36-month observational period.
Propensity Score Matching
To make the dental and nondental population comparable, we constructed propensity scores for likelihood of being in the dental population.
Propensity scores were constructed for both the dental and nondental populations, generally available between September 1, 2011, and August 31, 2012, the first year of observation. We used a 1:1 propensity matching method, and scores were based on the following 12 characteristics: 1) age (on September 1, 2011), 2) sex, 3) race/ethnicity (white/unknown, nonwhite), 4) low socioeconomic status measure (SES; yes, no), 5) body mass index (BMI; < 24.99 kg/m2, 25.00-29.99 kg/m2, ≥ 30 kg/m2), 6) Charlson Comorbidity Index score (0, 1, 2-plus), 7) baseline periodontal risk status (low [no DM and no smoking], moderate [DM or smoking], high [DM and smoking]), 8) baseline DM status [DM; yes, no], 9) baseline smoking status (yes, no), 10) baseline primary care utilization (1 visit, 2-4 visits, 5-plus visits), 11) baseline ED utilization (1-plus admission, none), and 12) baseline hospital admissions (1-plus admission, none). We selected these measures to make the two populations as comparable as possible, with respect to demographics, medical comorbidities, periodontal risk factors, and medical utilization measures.
The rationale for selection of these variables in the propensity models was threefold. First, we selected measures associated with dental use in the literature: age,28,29 sex,30,31 race/ethnicity,28,29 SES,30,32,33 smoking status,34 and DM.35-37 Second, we selected primary care utilization—ensuring that both populations had similar levels of primary care utilization—an important facilitator to complete HEDIS metrics. Last, we selected BMI, Charlson Comorbidity Index, and ED and hospital admission measures to ensure that physical health and comorbidities were comparable between the two populations, important factors also influencing adherence with HEDIS metrics.
Race was self-reported and derived from the electronic medical record (EMR). We assessed SES through census block (demographic data are available through the EMR). Low SES was defined as more than 20% of the individual's census block with less than a 12th-grade education, or more than 20% of the individual's census block below the federal family poverty level and was assessed as of September 1, 2011.38 For BMI, height and weight values were collected as close as possible to September 1, 2011, with a lookback period of 24 months (September 1, 2009). The Charlson Comorbidity Index is a well-established risk score in the medical literature.39 The index was calculated on the basis of inpatient and outpatient utilization information between September 1, 2011, and August 31, 2012, and it measured the presence of up to 19 comorbid conditions. The periodontal risk measures documented smoking and DM status between September 1, 2011, and August 31, 2012, in the EMR. Those with DM and no documentation of current smoking status were classified as moderate risk; those with current smoking were classified as high risk.18 Primary care utilization, ED utilization and hospital admissions all were calculated during the baseline year between September 1, 2011, and August 31, 2012.
Summary of Patient Population
The total number of patients meeting the initial inclusion criteria of having continuous medical and dental coverage, and receiving regular primary care over the 36-month observation period, was 44,054. Of those patients, 17,790 (40.4%) met the criteria for continuous dental visits over time; 9995 (22.7%) had no dental visits; and 16,269 (36.9%) had some dental visits, but did not meet the inclusion criteria threshold. Of the 17,790 dental users, 4 were excluded from analysis because of missing BMI, leaving 17,786 for analysis, whereas 22 were excluded from the nondental group, leaving 9973 for analysis.
We used a 3-step process to select the final population for analysis. First, we selected a representative random sample of 6000 (of 17,786) from the dental population. The rationale was to select the largest sample size possible to match with the nondental population (n = 9973). Second, we constructed propensity scores for the random sample of the dental population (n = 6000; variables described earlier) and the eligible nondental population (n = 9973). Of the 6000 individuals in the dental population, we were able to match 5216 (86.9%) to the nondental population for a total of 10,432 available for analysis. The process flow to identify the patient population is described in Figure 1.
This study is a retrospective cohort analysis of 10,432 members: 5216 members with continuous dental utilization during a 36-month period were 1:1 propensity matched with 5216 similar members with no dental utilization. Among the 10,432 members, a further subpopulation that qualified for 1 of 5 HEDIS denominator groups was selected for outcomes analysis: 1) cervical cancer screening population (N = 3122; dental = 1648 nondental = 1474), 2) CRC screening population (N = 6388; dental = 3321, nondental = 3067), 3) breast cancer screening population (N = 3359; dental = 1728, nondental = 1631), 4) DM population (N = 1586; dental = 799, nondental = 787) and 5) HTN population (N = 2072; dental = 916; nondental = 1156).
All outcome measures were HEDIS metrics routinely trended by KPNW on a monthly basis. They included 3 preventive screening measures, 4 chronic disease management measures, and 4 health outcome measures. Outcome measures were assessed in August 2014, the last month of the 36-month observation period, among those who qualified for each of the HEDIS denominator groups. Detailed definitions of each denominator population and lookback periods to assess numerator information are described in Table 1.40
We selected this approach to measure HEDIS outcomes in August 2014 to maximize the potential effectiveness of receipt of ongoing dental care over the 36-month observation period. We based the selection of outcome measures for this study on 2 factors: completion of measures that could be easily initiated by the patient without the need for a physician referral, for example, cancer screening tests, and measures specific to DM and HTN, given the previous association of oral health with these chronic conditions as established in the peer-reviewed literature.
Preventive Screening Measures
We included 3 cancer prevention screening measures for the following populations (see Table 1 for measurement specifications): 1) cervical cancer screening of women aged 24 to 64 years, 2) CRC screening of men and women aged 50 to 75 years, and 3) breast cancer screening of women aged 52 to 74 years.
Chronic Disease Management Measures
To gauge appropriate screening tests in the recommended time intervals, we included 4 screening measures for the DM population (in which adults were aged 18 to 75 years): 1) HbA1c screening of adults who received the HbA1c test, 2) low-density lipoprotein cholesterol (LDL-C) screening of adults who received an LDL-C test, 3) retinopathy screening of adults who received retinopathy screening or had a normal result of an eye examination for retinopathy, and 4) diabetic nephropathy screening of adults who received retinopathy screening or had evidence of nephropathy documented.
Health Outcome Measures
We included 4 health outcome measures in the analysis in adults aged 18 to 75 years: 1) good blood pressure control in population with HTN, adults with a diagnosis of HTN and most recent blood pressure value in good control (diastolic < 140 mmHg; systolic < 90 mmHg), 2) good blood pressure control in population with DM, adults with the most recent blood pressure value in good control (diastolic < 140 mmHg; systolic < 90 mmHg), 3) poor glycemic control in population with DM, adults with the most recent blood HbA1c value above 9%, and 4) good LDL-C control in the DM population, adults with the most recent LDL-C value below 100 mg/dL.
We first compared population characteristics among the propensity-matched samples using descriptive statistics. Next, we compared population characteristics between the dental and nondental population in each of the 5 eligible HEDIS denominator subgroups. Third, we examined the bivariate association of receipt of regular dental care with study outcome measures using c2 analysis. Last, multivariate logistic regression was used to analyze the independent effect of regular receipt of dental care with outcome measures, adjusting for population characteristics that differed between the dental and nondental groups in each HEDIS-eligible denominator population.
Table 2 presents the baseline characteristics of the total population that received dental care compared with the population that received no dental care. As expected, no statistical differences were observed in the propensity-matched variables in the analysis. For both the dental and nondental groups, the mean age was about 57 years, most patients were white, 40% were men, and less than 20% were considered of low SES. Nearly 20% of both groups had DM, less than 10% were current smokers, about 25% had moderate/high periodontal risk, and about 45% were obese. Reflecting a population that regularly uses primary medical care, about two-thirds in both groups had 2 or more primary care visits in a 12-month baseline period (September 1, 2011, to August 31, 2012), whereas about 15% had 1 or more ED visits, and less than 10% had 1 or more hospital admissions in the same period.
Population characteristics (between dental and nondental) were also similar in each HEDIS denominator subgroup, with 1 or 2 exceptions for each group (results not shown). For the cervical cancer screening population, the dental group was less likely to have BMI 30 kg/m2 or greater (38.0% vs 43.2%, p < 0.01) compared with the nondental group. For the CRC screening population, the dental population was slightly older (mean age = 62.4 vs 62.0 years, p < 0.01) and slightly more likely to be white (87.4% vs 85.2%; p < 0.01). In the breast cancer screening population, the dental population was slightly more likely to be white (88.5% vs 84.6%, p < 0.001). In the DM population, the dental population was slightly older (mean age = 63.0 vs 62.0 years, p < 0.05). Last, in the HTN population, the dental population was more likely to have a BMI of 30 kg/m2 and above (62.2% vs 57.7%, p < 0.05) and to use 2-plus primary care visits (75.7% vs 71.6%, p < 0.05). No other differences in population characteristics were observed. Specific population differences in HEDIS subgroups (eg, BMI ≥ 30 kg/m2 for the cervical cancer screening population) were adjusted in multivariate logistic regression models.
Table 3 and Figure 2 present bivariate and multivariate logistic regression results, respectively. We found significant relationships in 7 of 11 outcome measures. Those in the dental group were more likely to have completed all 3 preventive screening cancer measures compared with those in the nondental group: 1) cervical cancer screening (96.8% vs 90.2%; odds ratio [OR] = 3.29, 95% confidence interval [CI] = 2.38-4.56, p < 0.0001); 2) CRC screening (91.4% vs 77.7%; OR = 3.01, 95% CI = 2.60-3.49, p < 0.0001); and 3) breast cancer screening (96.6% vs 86.3%; OR = 4.47, 95% CI = 3.33-6.01, p < 0.0001).
Only 1 of 4 chronic disease management measures reached statistical significance: retinopathy screening (91.0% vs 75.9%; OR = 3.13, 95% CI = 2.33-4.20, p < 0.0001). Last, 3 of 4 health outcome measures reached statistical significance. Those in the dental care group were more likely to have good blood pressure control for HTN (91.8% vs 85.7%; OR = 1.86, 95% CI = 1.40-2.48, p < 0.0001) and DM (92.5% vs 88.2%; OR = 1.64, 95% CI = 1.17-2.31, p = 0.006) populations. In addition, the dental group was less likely to have poor glycemic control (9.5% vs 14.7%; OR = 0.61, 95% CI = 0.45-0.83, p = 0.002) than the nondental group.
We found that receipt of ongoing dental care was associated with better adherence to 7 of 11 HEDIS metrics compared with a similar population that did not receive dental care. Specifically, the dental group was more likely to complete 3 cancer screening tests (cervical, CRC, and breast) and retinopathy screening (among adults with DM) compared with the nondental group. Last, the dental group had better health outcomes, with both the DM and HTN populations more likely to have good blood pressure control, and adults with DM more likely to have good glycemic control.
This study is the first we are aware of to find that patients who receive ongoing dental care are more likely to complete needed cancer screenings compared with those not receiving dental care. The findings are intuitive in that populations receiving dental care in KPNW are notified of being overdue for cancer screenings during their dental visits and encouraged to follow-up with their primary care clinicians to complete testing. Thus, the availability of the PST in the dental setting may have encouraged service linkage to complete needed screening tests.
This study is also the first of which we are aware to find an association between dental care and improved blood pressure control. However, the results are consistent with previous research that found that measurement of blood pressure in a dental setting could identify HTN. For example, Friman and colleagues41 found that about 14% of patients receiving care in a dental setting had diastolic blood pressure values high enough to warrant further follow-up in a medical setting. Furthermore, Greenberg and colleagues22 found that nearly 20% of patients receiving care in the University of Medicine and Dentistry of New Jersey Dental School were identified as having previously unidentified cardiovascular disease risk factors when their blood pressure and cholesterol were tested and a screening questionnaire was administered in the dental setting.
The finding that receipt of dental care was associated with better glycemic control among the DM population is consistent with previous research findings that also found improved glycemic control. Kiran et al,13 Stewart and colleagues,15 and Yun et al17 found that receipt of periodontal therapy improved glycemic control for patients with Type 2 DM. Similarly, Mosen and colleagues18 found that receipt of dental care was associated with HbA1c below 7% among adults with DM; however, the finding did not remain significant in multivariate analysis.
Two factors may explain the lack of differences among the dental and nondental group for 3 DM screening measures: HbA1c, LDL-C, and nephropathy screening. First, both groups had similar levels of primary care utilization, ensuring similar levels of contact with the medical system. Second, KPNW consistently scores high on these 3 HEDIS measures overall, with 90% or more of patients completing screening.
The higher HEDIS scores in the dental group are consistent with ongoing operational reports provided by KPNW. For example, a February 2015 report measured two items by medical/dental department: 1) ranking of care gap closure rates and 2) total member contacts. A review of the information reveals that the KPNW Dental Program ranks third in closing care gaps, behind only Internal Medicine and Family Practice. In addition, the KPNW Dental Program has the second greatest number of patient contacts (behind only Family Practice) in the total dental and medical system, providing ample opportunity to close care gaps.
Our study findings are important from both clinical and policy perspectives. Although results are associative and not causal, they suggest that the regular receipt of dental care may have the potential to increase performance on HEDIS metrics. They also suggest that dental providers may play an important role in educating patients about and linking them to needed medical services, although more research is needed to understand what specific mechanisms in the dental setting are most effective to close care gaps. Although KPNW is only one of the few health delivery systems that share medical and dental records information, education and enhanced service linkage to complete needed medical services can occur in dental practices that are not linked by a common medical and dental health record.
Our study has several limitations. First, we do not know whether the better adherence to HEDIS metrics found in the study was causally related to receipt of regular dental care, or whether the population that received dental care was inherently different from the nondental population. Specifically, the population that received ongoing dental care may have been more compliant with health behaviors, resulting in improved outcomes. In response to this limitation, we created 2 similar populations using propensity score matching on critical factors available in the EMR that could influence HEDIS outcomes: age, sex, SES, DM status, smoking status, periodontal risk factors, obesity status, severity of illness/comorbidity characteristics, and prior utilization. Furthermore, both groups had 1 or more primary care visits every 12 months over the 36-month observation period, ensuring contact with the medical system in both populations, with the major difference being receipt of dental care. Therefore, although unmeasured differences may still exist between the dental and nondental populations, these differences were reduced with the rigorous propensity matching used in this analysis. The second limitation is that HEDIS measures were assessed at only 1 point in time; thus, we cannot assess change scores over time. Finally, our results cannot be generalized outside dental systems without a shared dental and medical EMR.
Conclusion and future directions
We found receipt of dental care was associated with improved adherence to 7 of 11 HEDIS measures studied. These findings included: 3 of 3 cancer preventive screening services, 1 of 4 disease management services (higher retinopathy screening), and 3 of 4 health outcomes (better glycemic control in the DM population and better blood pressure control in the DM and HTN populations).
Future research is needed to understand which mechanisms, if any, in the dental setting are most strongly associated with higher HEDIS scores. For example, is higher use of the PST in KPNW dental clinics more strongly associated with higher HEDIS performance compared with lower use of the PST? Also, more research is needed to understand whether dental clinics with closer proximity to medical office buildings have higher performance on HEDIS metrics compared with dental clinics that are farther way from medical office buildings. Moreover, further research is needed assessing HEDIS scores for two time periods; specifically matching on baseline scores among a population with no prior receipt of dental care – to better assess the association of receipt of dental care with HEDIS outcomes.
Future prospective research is needed to better understand the association of receipt of dental care with improvement in health outcomes over time. For example, how can rigorous interventions in the dental setting centered on motivational interviewing and behavior change lead to sustained changes in weight loss, smoking cessation, and reduction in critical laboratory values (eg, cholesterol values) prospectively over time? Such research can add to the knowledge base in exploring how the dental setting can integrate with the larger medical system to improve not only links to needed services but also health outcomes.
The authors (s) have no conflicts of interest to disclose.
Kathleen Louden, ELS, of Louden Health Communications provided editorial assistance.
1. Mattila KJ, Nieminen MS, Valtonen VV, et al. Association between dental health and acute myocardial infarction. BMJ 1989 Mar 25;298(6676):779-81. DOI: https://doi.org/10.1136/bmj.298.6676.779.